-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BFLYW+RJklxypLOfJ6fNmM9Lur4bhH6SWHe+Hjejwi06k+Aq3wrhb7nlmfH8lPEs TQNtjnrRI88Sr6OjW0TLpw== 0000947871-10-000065.txt : 20100126 0000947871-10-000065.hdr.sgml : 20100126 20100126124848 ACCESSION NUMBER: 0000947871-10-000065 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100126 DATE AS OF CHANGE: 20100126 GROUP MEMBERS: DOMINIQUE SEMON GROUP MEMBERS: MERLIN BIOMED PRIVATE EQUITY ADVISORS, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MICROMET, INC. CENTRAL INDEX KEY: 0001131907 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 522243564 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79337 FILM NUMBER: 10546893 BUSINESS ADDRESS: STREET 1: 6707 DEMOCRACY BOULEVARD STREET 2: SUITE 505 CITY: BETHESDA STATE: MD ZIP: 20817 BUSINESS PHONE: 240-752-1420 MAIL ADDRESS: STREET 1: 6707 DEMOCRACY BOULEVARD STREET 2: SUITE 505 CITY: BETHESDA STATE: MD ZIP: 20817 FORMER COMPANY: FORMER CONFORMED NAME: CANCERVAX CORP DATE OF NAME CHANGE: 20010108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Merlin BioMed Private Equity Advisors, L.L.C. CENTRAL INDEX KEY: 0001429303 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 230 PARK AVE, SUITE 928 CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 646-227-5270 MAIL ADDRESS: STREET 1: 230 PARK AVE, SUITE 928 CITY: NEW YORK STATE: NY ZIP: 10169 SC 13G/A 1 ss81818_sc13ga.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A
(Amendment No. 2)

Under the Securities Exchange Act of 1934

Micromet Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

59509C105

(CUSIP Number)

December 31, 2009

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨ Rule 13d-1(b)
 
x Rule 13d-1(c)
 
¨ Rule 13d-1(d)
 
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 
 
 
CUSIP No.  59509C105
 
Page 2 of 7 Pages
         
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Merlin BioMed Private Equity Advisors, LLC (IRS No. 13-4178606)
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(A) x
(B) o
 
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware limited liability company
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
3,126,450
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
3,126,450
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,126,450
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
4.5%
12
TYPE OF REPORTING PERSON (See Instructions)
 
OO
 

 

 
 
 
CUSIP No.  59509C105
 
Page 3 of 7 Pages
         
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Dominique Sémon
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(A) x
(B) o
 
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Switzerland 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
3,126,450
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
3,126,450
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,126,450
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
4.5%
12
TYPE OF REPORTING PERSON (See Instructions)
 
OO
 

 

 


Item 1.
(a)
Name of Issuer:

Micromet Inc.

 
(b)
Address of Issuer’s Principal Executive Offices:

6707 Democracy Blvd., Suite 505
Bethesda, MD  20817
 
Item 2.
(a)
Name of Person Filing:

Merlin BioMed Private Equity Advisors, LLC
Dominique Sémon

 
(b)
Address of Principal Business Office or, if none, Residence:

230 Park Avenue, Suite 928
New York, New York  10169

 
(c)
Citizenship:

Merlin BioMed Private Equity Advisors, LLC is a Delaware limited liability company.
Dominique Sémon is a citizen of Switzerland. 

 
(d)
Title of Class of Securities:

Common Stock

 
(e)
CUSIP Number:

59509C105
 
Item 3.
If this statement is being filed pursuant to Rule 13d-1(b) or (c), or 13d-2(b), check whether the person filing is:
 
 
(a)
¨
Broker or dealer registered under Section 15 of the Act
 
(b)
¨
Bank as defined in section 3(a)(6) of the Act
 
(c)
¨
Insurance company as defined in section 3(a)(19) of the Act
 
(d)
¨
Investment company registered under section 8 of the Investment Company Act of 1940
 
(e)
¨
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
 
(f)
¨
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F)
 
(g)
¨
A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G)
 
(h)
¨
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act
(i)
¨
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940
 
(j)
¨
Group, in accordance with 13d-1(b)(1)(ii)(J)



 
Page 4 of 7 Pages

 
 
Item 4.
Ownership:

 
(a)
Amount Beneficially Owned:
3,126,450*
 
         
 
(b)
Percent of Class:
4.5%
 
         
 
(c)
Number of Shares as to which such person has:
   
         
   
(i)     Sole power to vote or direct the vote:
0
 
         
   
(ii)    Shared power to vote or direct the vote:
3,126,450*
 
         
   
(iii)   Sole power to dispose or direct the disposition of:
0
 
         
   
(iv)   Shared power to dispose or direct the disposition of:
3,126,450*
 

*See Attachment A.
 
Item 5.
Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following             x
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person:

Various other persons share beneficial ownership of some of the securities whose ownership is reported on this Schedule 13G.  No other such person’s interest in such securities relates to more than five percent of the class.
 
Item 7.
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company

N/A
 
Item 8.
Identification and Classification of Members of the Group

See Attachment B
 
Item 9.
Notice of Dissolution of Group

N/A
 
Item 10.
Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
Page 5 of 7 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


 
Merlin BioMed Private Equity Advisors, LLC
By:  Dominique Sémon, as Managing Member
 
   
   
 
/s/Dominique Sémon
Managing Member
   
   
   
 
Dominique Sémon
   
   
 
/s/Dominique Sémon
Dominique Sémon
   
   

 

 

Date:  January 25, 2010





 
Page 6 of 7 Pages

 


ATTACHMENT A


As of December 31, 2009, Merlin BioMed Private Equity Advisors, LLC (“Merlin”) and Dominique Sémon were the indirect beneficial owners of 3,126,450 shares of Common Stock of Micromet Inc. (“Common Stock”) for a total beneficial ownership of 4.5% of the outstanding shares of Common Stock.  Dominique Sémon is the Managing Member of Merlin.  




ATTACHMENT B
     
Dominique Sémon is the Managing Member of Merlin, a Delaware limited liability company.  Merlin and Dominique Sémon are shown as sharing voting power and dispositive power of the same 3,126,450 shares of Common Stock.
 
 


ATTACHMENT C

AGREEMENT OF JOINT FILING

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other persons signatory below of a statement on Schedule 13G or any amendments thereto, with respect to the Common Stock of Micromet Inc. and that this Agreement be included as an attachment to such filing.

This Agreement may be executed in any number of counterparts each of which shall be deemed to be an original and all of which together shall be deemed to constitute one and the same Agreement.


IN WITNESS WHEREOF, the undersigned hereby execute this Agreement on the 25th day of January, 2010.


 
Merlin BioMed Private Equity Advisors, LLC
By:  Dominique Sémon, as Managing Member
 
   
   
 
/s/Dominique Sémon
Managing Member
   
   
   
 
Dominique Sémon
   
   
 
/s/Dominique Sémon
Dominique Sémon
   
   

 
 

 

Page 7 of 7 Pages 


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